Client profiling

Understanding the client is the first and most critical step in any advisory relationship. Accurate profiling sets the foundation for compliance and long-term service alignment.

Need

Advisors need a clear, compliant understanding of each client’s investment objectives, financial background, and regulatory profile to deliver relevant, personalised advice from day one.

Problem

Traditional profiling methods are fragmented, often paper-based, and misaligned with evolving regulatory requirements. They lack the depth, flexibility, and integration needed to support consistent onboarding and advice.

Solution

Prometeia’s platform delivers dynamic, digital questionnaires aligned with MiFID II, FinSA, IDD, and SFDR. The system captures financial goals, experience, ESG preferences, and more, translating inputs into algorithmic profiles that drive compliant, personalised service from the start.

Portfolio analysis

Effective portfolio management begins with deep, clear insights. Advisors need tools that help them and their clients see not just what’s happening, but why.

Need

Clients expect clear insight into their portfolio’s performance, risk, and alignment with their goals—presented in ways they can understand and trust.

Problem

Without modern tools, advisors struggle to analyse portfolios holistically, communicate risk clearly, or compare real versus. target allocations in real-time.

Solution

Prometeia’s platform offers intuitive, visual analytics with detailed composition views, risk metrics (e.g., VaR, CVaR), performance indicators (MWRR, TWRR), and suitability diagnostics. This empowers advisors to deliver transparent, data-driven advice and uncover opportunities for improvement.

Investment Proposals

High-quality investment advice should be fast, consistent, and tailored to each client. The proposal process is where strategy meets execution.

Need

Firms must deliver investment advice that is personalised, compliant, and aligned with client preferences, quickly and at scale.

Problem

Proposal creation is often manual, error-prone, and inconsistent across teams. Ensuring each recommendation meets suitability, risk, and cross-border rules adds friction and slows the process.

Solution

Prometeia enables guided or automated proposal generation, automatically enforcing compliance checks for suitability, product eligibility, cross-border, and tax constraints. Advisors can simulate trades, compare outcomes, and generate audit-grade documentation, fast and with confidence.

Monitoring and alerts

Keeping portfolios aligned with client needs and regulatory expectations requires constant vigilance and intelligent automation.

Need

Advisors must stay on top of key changes in their book of business- portfolio drift, client activity, risk exposure- without relying on manual checks.

Problem

Most monitoring is reactive. Advisors miss opportunities and compliance teams struggle to maintain oversight without centralised, proactive alerting tools.

Solution

Prometeia’s alerting engine continuously scans for risk, performance, engagement, and compliance events. It generates real-time alerts and portfolio health checks, integrated with dashboards and proposal workflows, so advisors know exactly when and why to act.

Reporting

Great advisory services don’t just deliver performance, they communicate it. Reporting is how firms turn data into understanding and trust.

Need

Clients and regulators alike demand clear, consistent, and timely reporting, covering performance, costs, and ESG alignment.

Problem

Fragmented reporting tools make it hard to produce compliant, branded, and easy-to-understand documents across client segments and service models.

Solution

Prometeia generates fully customisable, multi-language reports in batch or on-demand. Reports include TWRR/MWRR, ESG, costs, and suitability analysis, ensuring advisors deliver high-quality output with minimal effort and full auditability.